THE CORPORATIONS LAW

CHAPTER 8 - THE FUTURES INDUSTRY

PART 8.3 - PARTICIPANTS IN THE FUTURES INDUSTRY

Division 1 - Futures brokers and futures advisers

SECTION 1144   APPLICATION FOR A LICENCE  

1144(1)  (Application for futures broker's or futures adviser's licence)  

A person may apply to the Commission, in the prescribed form and manner, for a futures brokers licence or a futures advisers licence.

1144(2)  (Commission may require further information)  

The Commission may require an applicant for a licence to give the Commission such further information in relation to the application as the Commission thinks necessary.

1144(3)  (Transition)  

An application duly made to the NCSC before the commencement of this Part under a previous law of this jurisdiction corresponding to subsection (1) that had not been dealt with by the NCSC before that commencement shall be deemed to be an application duly made to the Commission under that subsection.