THE CORPORATIONS LAW

CHAPTER 8 - THE FUTURES INDUSTRY

PART 8.3 - PARTICIPANTS IN THE FUTURES INDUSTRY

Division 1 - Futures brokers and futures advisers

SECTION 1156   NOTIFYING CHANGE IN PARTICULARS  

1156    Within 21 days after:

(a)  the holder of a futures brokers licence ceases to carry on the business to which the licence relates;

(b)  the holder of a futures advisers licence ceases to act as, or to hold out that the holder is, a futures adviser; or

(c)  there is a change in a matter particulars of which are required by virtue of any of paragraphs 1155(3)(a) to (e), inclusive, to be entered, in relation to a licence, in the Register of Futures Licensees;

the holder of the licence shall give the Commission written particulars, in the prescribed form, of that fact, or of that change, as the case may be.

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