THE CORPORATIONS LAW

CHAPTER 8 - THE FUTURES INDUSTRY

PART 8.8 - MISCELLANEOUS

SECTION 1269   RESTRICTIONS ON USE OF TITLES ``FUTURES BROKER'', ``FUTURES EXCHANGE'' ETC.  

1269(1)  [Futures broker]  

A person who is not the holder of a futures brokers licence shall not take or use, or by inference adopt, the name or title of futures broker, or take or use, or have attached to, or exhibited at, any place, a name, title or description implying, or tending to create the belief, that the person is a futures broker.

1269(2)  [Non-holder of brokers licence]  

A person who is not the holder of a futures brokers licence shall not:

(a)  take or use, or by inference adopt; or

(b)  have attached to, or exhibited at, any place;

a name, title or description implying, or tending to create the belief, that the person is the holder of a futures brokers licence.

1269(3)  [Futures exchange]  

A body corporate that is not:

(a)  a futures exchange; or

(b)  a recognised futures exchange;

shall not take or use, or by inference adopt, the name or title of futures exchange, or take or use, or have attached to, or exhibited at, any place, a name, title or description implying, or tending to create the belief, that the body is:

(c)  a futures exchange; or

(d)  a recognised futures exchange.

1269(4)  [Futures association]  

A body corporate that is not a futures association shall not take or use, or by inference adopt, the name or title of futures association, or take or use, or have attached to, or exhibited at, any place, a name, title or description implying, or tending to create the belief, that the body is a futures association.