CCH Note:
Part 13 of the
Corporations Act 1989, inserted
by sec 6 of No 110 of 1990, Sch 1 (effective 1 January 1991), begins as
follows:
PART 13 - THE CORPORATIONS LAW
THE CORPORATIONS LAW
82
The Corporations Law is as follows:...
CHAPTER 7 - SECURITIES
PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY
Division 1 - Dealers and investment advisers and operators of managed investment schemes
History
Div heading amended by No 62 of 1998, Sch 2, Pt 1 (effective 1 July 1998).
SECTION 790
NOTIFYING CHANGE IN PARTICULARS
790
The holder of a licence must, within 21 days after:
(a)
in the case of a dealers licence - the licensee ceases to carry on the business to which the licence relates;
(b)
in the case of an investment advisers licence - the licensee ceases to act as, or to hold himself, herself or itself out to be, an investment adviser; or
(c)
there is a change in a matter particulars of which are required by virtue of paragraph
789(3)(a), (b), (d) or (f) to be entered, in relation to the licence, in the Register of Licence Holders;
lodge written particulars, in the prescribed form, of that fact, or of that change, as the case may be.
History
S 790 amended by No 110 of 1990, Sch 1 (effective 18 December 1990).