THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY

Division 5 - Excluding persons from the securities industry

SECTION 828   POWER TO MAKE BANNING ORDER WHERE LICENCE REVOKED OR SUSPENDED  

828    Subject to section 837, where the Commission:

(a)  revokes under section 824;

(b)  revokes by virtue of paragraph 826(1)(a), (b), (c), (d), (j) or (k);

(c)  revokes by virtue of paragraph 826(1)(e);

(d)  suspends by virtue of paragraph 827(1)(a); or

(e)  suspends by virtue of paragraph 827(1)(b);

a licence held by a natural person, it may also make a banning order against the person.




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