THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY

Division 5 - Excluding persons from the securities industry

SECTION 831   EXCEPTIONS TO BANNING ORDER  

831(1)  [Specified acts]  

An order made against a person under subsection 830(1) may include a provision that permits the person, subject to such conditions (if any) as are specified, to do, or to do in specified circumstances, specified acts that the order would otherwise prohibit the person from doing.

831(2)  [Variation of order]  

Subject to section 837, the Commission may, at any time, by written order, vary a banning order against a person:

(a)  by adding a provision that permits the person as mentioned in subsection (1);

(b)  by varying such a provision in relation to conditions, circumstances or acts specified in the provision;

(c)  by omitting such a provision and substituting another such provision; or

(d)  by omitting such a provision.




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