THE CORPORATIONS LAW
PART 13 - THE CORPORATIONS LAW
THE CORPORATIONS LAW 82 The Corporations Law is as follows:...
CHAPTER 7 - SECURITIES
PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY
Division 5 - Excluding persons from the securities industry
SECTION 836 BANNED PERSON INELIGIBLE FOR LICENCE 836 The Commission shall not grant a dealers licence or an investment advisers licence to a person if a banning order prohibits the person (except as permitted by the order) from doing an act as a representative of a dealer, or of an investment adviser, as the case may be.This information is provided by CCH Australia Limited Link opens in new window. View the disclaimer and notice of copyright.