Corporations Act 2001
In this Division:
has the meaning given by subsection 1013A(1) .
(a) an issuer of the financial product; or
(b) a seller of the financial product if the sale takes place in circumstances described in subsection 1012C(5) , (6) or (8) (secondary sales that require a Product Disclosure Statement); or
(c) any financial services licensee; or
(d) any authorised representative of a financial services licensee; or
[ CCH Note: There is no paragraph 1011B(e).]
(f) any person who is not required to hold an Australian financial services licence because the person is covered by:
(i) paragraph 911A(2) (j); or
(ii) an exemption in regulations made for the purposes of paragraph 911A(2) (k); or
(iii) an exemption specified by ASIC for the purposes of paragraph 911A(2) (l); or
(g) any person who is required to hold an Australian financial services licence but who does not hold such a licence.
[ CCH Note: For definition of Regulations , see Corporations Regulations Schedule 10A, Part 5A - Modifications for margin loan, item 5A.1; Part 5B - Modifications for superannuation products to which Subdivision 4.2B of Division 4 of Part 7.9 applies, item 5B.1 and Part 5C - Modifications for simple managed investment scheme, item 5C.1]
for a Product Disclosure Statement has the meaning given by subsection 1013A(3) .
has a meaning affected by section 1010C .
has the meaning given by subsection 1013A(2) .