Corporations Act 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
This Division applies to the following securities:
(a) shares in a company;
(b) debentures of a company;
(c) interests in a registered scheme, being interests that are covered by regulations made for the purposes of this paragraph;
(d) rights (whether existing or future, and whether contingent or not) to acquire, by way of issue, a security referred to in paragraph (a), (b) or (c) (whether or not on payment of any money or for any other consideration);
(da) a CGS depository interest;
(db) a simple corporate bonds depository interest;
(e) securities declared by ASIC under section 1073E to be securities to which the regulations apply.
This Division applies to an interest in a registered scheme as if:
(a) references to a company were instead references to the responsible entity of the registered scheme; and
(b) references to the constitution of a company were instead references to the constitution of the registered scheme; and
(c) references to members of a company were instead references to members of the registered scheme.
Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .
PART 7.11
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TITLE AND TRANSFER
Division 3
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Transfer of certain securities effected otherwise than through a prescribed CS facility
SECTION 1073A
APPLICATION OF THE DIVISION TO CERTAIN SECURITIES
1073A(1)
This Division applies to the following securities:
(a) shares in a company;
(b) debentures of a company;
(c) interests in a registered scheme, being interests that are covered by regulations made for the purposes of this paragraph;
(d) rights (whether existing or future, and whether contingent or not) to acquire, by way of issue, a security referred to in paragraph (a), (b) or (c) (whether or not on payment of any money or for any other consideration);
(da) a CGS depository interest;
(db) a simple corporate bonds depository interest;
(e) securities declared by ASIC under section 1073E to be securities to which the regulations apply.
1073A(2)
This Division applies to an interest in a registered scheme as if:
(a) references to a company were instead references to the responsible entity of the registered scheme; and
(b) references to the constitution of a company were instead references to the constitution of the registered scheme; and
(c) references to members of a company were instead references to members of the registered scheme.
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