Corporations Act 2001

CHAPTER 8B - CORPORATE COLLECTIVE INVESTMENT VEHICLES  

PART 8B.2 - REGISTRATION OF CCIVs  

Division 1 - Registering a CCIV  

Subdivision A - Requirements for registration as a CCIV  

SECTION 1222  

1222   REQUIREMENTS FOR REGISTRATION AS A CCIV  


The requirements for registration of a company as a CCIV are as follows:

(a)    the company is a company limited by shares;

(b)    the company has a constitution;

(c)    the sole proposed director of the company is a public company that holds an Australian financial services licence authorising it to operate the business and conduct the affairs of a CCIV;

(d)    the company will, upon registration, have at least one sub-fund;

(e)    each sub-fund of the company will, upon registration, have at least one member;

(f)    a notice under subsection 1222A(4) (about whether a CCIV is to be a retail CCIV or a wholesale CCIV) has been lodged with the application;

(g)    if the company will, on registration, be a retail CCIV - the company has a compliance plan.

Note: CCIV is short for corporate collective investment vehicle, which is a type of company that can be registered under this Act: see section 112 .


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