Corporations Act 2001

CHAPTER 8B - CORPORATE COLLECTIVE INVESTMENT VEHICLES  

PART 8B.8 - MISCELLANEOUS  

SECTION 1242E   DISCLOSURES QUALIFYING FOR PROTECTION UNDER PART 9.4AAA  

Eligible whistleblower

1242E(1)  
Treat section 1317AAA as also providing that an individual is an eligible whistleblower in relation to a regulated entity that is a CCIV if the individual is, or has been, any of the following:

(a)  an officer of the corporate director of the CCIV;

(b)  an employee of the corporate director of the CCIV;

(c)  a relative of an individual referred to in paragraph (a) or (b) ;

(d)  a dependant of an individual referred to in paragraph (a) or (b) , or of such an individual ' s spouse. Eligible recipient

1242E(2)  
Treat subsection 1317AAC(1) as also providing that each of the following is an eligible recipient in relation to a regulated entity that is a CCIV:

(a)  an officer of the corporate director of the CCIV;

(b)  a senior manager of the corporate director of the CCIV. Whistleblower policies

1242E(3)  
Treat subsection 1317AI(5) as also providing that the matters that must be set out in a policy for a corporate director of a CCIV also include the following:

(a)  information about to whom disclosures in relation to the CCIV that qualify for protection under Part 9.4AAA may be made, and how they may be made;

(b)  information about how the CCIV will support whistleblowers and protect them from detriment;

(c)  information about how the CCIV will investigate disclosures that qualify for protection under Part 9.4AAA ;

(d)  information about how the policy is to be made available to officers of the CCIV;

(e)  any matters prescribed by the regulations for the purposes of this paragraph.


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