Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

PART 7.4 - LIMITS ON INVOLVEMENT WITH LICENSEES  

Division 2A - Financial market infrastructure banning orders  

Subdivision A - Making financial market infrastructure banning orders  

SECTION 853L  

853L   WHEN AN INDIVIDUAL CONTRAVENES A FINANCIAL SERVICES LAW  

For the purposes of subsection 853H(1) , an individual contravenes a financial services law if the individual fails to comply with a duty imposed under that law, even if the provision imposing the duty is not an offence provision or a civil penalty provision.