Corporations Act 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
(a) to cause a risk assessment report to be prepared in relation to the market in accordance with the requirements specified in the notice; and
(b) to give that report to the Minister by the time specified in the notice. 892K(2) [ Compliance]
Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .
PART 7.5
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COMPENSATION REGIMES FOR FINANCIAL MARKETS
Division 5
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Provisions common to both kinds of compensation arrangements
SECTION 892K
RISK ASSESSMENT REPORT
892K(1)
[
Risk assessment report]
For the purposes of monitoring compliance with, and the operation of, this Part, the Minister may, by giving the operator of a financial market written notice, require the operator:
(a) to cause a risk assessment report to be prepared in relation to the market in accordance with the requirements specified in the notice; and
(b) to give that report to the Minister by the time specified in the notice. 892K(2) [ Compliance]
The operator must comply with the notice.
Note: Failure to comply with this subsection is an offence (see subsection 1311(1) ).
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