Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.6 - LICENSING OF PROVIDERS OF FINANCIAL SERVICES  

Division 2 - Requirement to be licensed or authorised  

SECTION 911C   911C   PROHIBITION ON HOLDING OUT  


A person must not hold out:


(a) that the person has an Australian financial services licence; or


(b) that a financial service provided by the person or by someone else is exempt from the requirement to hold an Australian financial services licence; or


(c) that, in providing a financial service, the person acts on behalf of another person; or


(d) that conduct, or proposed conduct, of the person is within authority (within the meaning of Division 6 ) in relation to a particular financial services licensee;


(e) (Repealed)


(f) (Repealed)

if that is not the case.

Note: Failure to comply with this section is an offence (see subsection 1311(1) ).


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