Corporations Act 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
A person may apply for an Australian financial services licence by lodging an application with ASIC that:
(a) includes the information required by regulations made for the purposes of this paragraph; and
(b) is accompanied by the documents (if any) required by regulations made for the purposes of this paragraph.
Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .
PART 7.6
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LICENSING OF PROVIDERS OF FINANCIAL SERVICES
Division 4
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Australian financial services licences
Subdivision A
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How to get a licence
SECTION 913A
913A
APPLYING FOR A LICENCE
A person may apply for an Australian financial services licence by lodging an application with ASIC that:
(a) includes the information required by regulations made for the purposes of this paragraph; and
(b) is accompanied by the documents (if any) required by regulations made for the purposes of this paragraph.
Note: For fees in respect of lodging applications, see Part 9.10 .
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