Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.6 - LICENSING OF PROVIDERS OF FINANCIAL SERVICES  

Division 6 - Liability of financial services licensees for representatives  

SECTION 917B   917B   RESPONSIBILITY IF REPRESENTATIVE OF ONLY ONE LICENSEE  


If the representative is the representative of only one financial services licensee, the licensee is responsible, as between the licensee and the client, for the conduct of the representative, whether or not the representative's conduct is within authority.

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