Corporations Act 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
PART 7.7
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FINANCIAL SERVICES DISCLOSURE
Division 1
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Preliminary
SECTION 940A
940A
HOW PART APPLIES IF A FINANCIAL SERVICES LICENSEE IS ACTING AS AUTHORISED REPRESENTATIVE
If a financial services licensee is, in providing a financial service, acting as the authorised representative of another financial services licensee (see section 916E ), this Part applies to the first-mentioned licensee, in relation to the service, in the capacity of authorised representative (rather than the capacity of licensee).
Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .
View history note
Hide history noteCCH Note: Division 1 is modified by the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.
CCH Note: Section 940A is modified by the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.
If a financial services licensee is, in providing a financial service, acting as the authorised representative of another financial services licensee (see section 916E ), this Part applies to the first-mentioned licensee, in relation to the service, in the capacity of authorised representative (rather than the capacity of licensee).
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