CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.7A - BEST INTERESTS OBLIGATIONS AND REMUNERATION  

Division 2 - Best interests obligations  

Subdivision F - Responsibilities of licensees under this Division  

SECTION 961L   961L   LICENSEES MUST ENSURE COMPLIANCE  


A financial services licensee must take reasonable steps to ensure that representatives of the licensee comply with sections 961B , 961G , 961H and 961J .

Note: This section is a civil penalty provision (see section 1317E ).


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