Corporations Act 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
PART 7.8
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OTHER PROVISIONS RELATING TO CONDUCT ETC. CONNECTED WITH FINANCIAL PRODUCTS AND FINANCIAL SERVICES, OTHER THAN FINANCIAL PRODUCT DISCLOSURE
Division 2
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Dealing with clients
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money
Subdivision AA
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Client money reporting rules
SECTION 981J
CLIENT MONEY REPORTING RULES
981J(1)
ASIC may, by legislative instrument, make rules (the client money reporting rules ) dealing with matters as permitted by this Subdivision, for purposes relating to derivative retail client money.
981J(2)
The regulations may provide that the client money reporting rules:
(a) cannot impose requirements (or certain kinds of requirements) in relation to certain classes of persons or money; or
(b) can only impose requirements (or certain kinds of requirements) in relation to certain classes of persons or money in certain circumstances.
Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .
View history note
Hide history noteCCH Note: Division 2 is modified by the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.
CCH Note: Subdivision AA is modified by the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.
CCH Note: Section 981J is modified by the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.
ASIC may, by legislative instrument, make rules (the client money reporting rules ) dealing with matters as permitted by this Subdivision, for purposes relating to derivative retail client money.
981J(2)
The regulations may provide that the client money reporting rules:
(a) cannot impose requirements (or certain kinds of requirements) in relation to certain classes of persons or money; or
(b) can only impose requirements (or certain kinds of requirements) in relation to certain classes of persons or money in certain circumstances.
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