Corporations Act 2001
Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .
CCH Note: Division 7 is modified by the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.
CCH Note: Section 991D is modified by the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.
The regulations may impose requirements for the keeping of records relating to all or any of the following: (a) instructions received by financial services licensees to deal in financial products through licensed markets or through other financial markets (whether inside or outside Australia); (b) the execution of such instructions; (c) the transmission of such instructions.
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