Corporations Regulations 2001

CHAPTER 1 - INTRODUCTORY  

PART 1.0 - MISCELLANEOUS  

REGULATION 1.0.09  

1.0.09   INFORMATION TO ACCOMPANY FINANCIAL DOCUMENTS ETC LODGED FOR HALF-YEARS  
A document lodged under section 320 of the Act for a half-year must be accompanied by the approved form setting out the following information:

(a)    

if the disclosing entity is a company (other than a retail CCIV):

(i) the ACN of the company or, if the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ACN, the ABN of the company; and

(ii) the dates on which the half-year to which the document relates begins and ends; and

(iii) a statement of certification in accordance with regulation 1.0.16 ; or

(b)    if the disclosing entity is a body (other than a company):

(i) the ARBN of the body or, if the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ARBN, the ABN of the body; and

(ii) the dates on which the half-year to which the document relates begins and ends; and

(iii) a statement of certification in accordance with regulation 1.0.16 ; or

(c)    if the disclosing entity is a registered scheme:

(i) the ARSN of the scheme or, if the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ARSN, the ABN of the scheme; and

(ii) the dates of the beginning and end of the half-years to which the document relates; and

(iii) the name of the responsible entity of the scheme and the name of the scheme; and

(iv) a statement of certification in accordance with regulation 1.0.16 ; or

(d)    

if the disclosing entity is a retail CCIV:

(i) the name of the sub-fund of the CCIV in respect of which the document is lodged; and

(ii) the name of the corporate director of the CCIV; and

(iii) the ACN of the CCIV or, if the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ACN, the ABN of the company; and

(iv) the ARFN of that sub-fund of the CCIV or, if the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ARFN, the ABN of that sub-fund; and

(v) the dates on which the financial year to which the document relates begins and ends; and

(vi) a statement of certification in accordance with regulation 1.0.16 .

Note: Section 1232F of the Act extends section 302 of the Act to preparing half-year financial reports and directors ' reports for sub-funds of retail CCIVs (if there are ED securities referable to the sub-fund), and applies Division 2 of Part 2M.3 of the Act accordingly.