Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 29 - Effect on definitions in old Corporations Act of transition to licensed markets and licensed CS facilities  

REGULATION 10.2.142   MEMBER ORGANISATION  

10.2.142(1)   [ Application]  

For section 1444 of the Act, this regulation applies in relation to a regulated principal.

10.2.142(2)   [ Securities or stock exchange]  

A reference in paragraph (a) of the definition of member organisation in section 9 of the old Corporations Act to a securities exchange or a stock exchange includes a licensed market for securities.

10.2.142(3)   [ Business rules of securities or stock exchange]  

A reference in paragraph (a) of the definition of member organisation in section 9 of the old Corporations Act to the business rules of a securities exchange or a stock exchange includes the operating rules of a licensed market for securities.

10.2.142(4)   [ Futures organisation]  

A reference in paragraph (b) of the definition of member organisation in section 9 of the old Corporations Act to a futures organisation includes a licensed market for derivatives.

10.2.142(5)   [ Member of futures organisation]  

A reference in paragraph (b) of the definition of member organisation in section 9 of the old Corporations Act to a member of a futures organisation includes a participant of a licensed market for derivatives.

10.2.142(6)   [ Partnership that futures organisation recognises]  

A reference in subparagraph (b)(ii) of the definition of member organisation in section 9 of the old Corporations Act to a partnership that a futures organisation recognises as a member organisation includes a partnership that a market licensee recognises as a member organisation.




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