Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 30 - Effect on certain conduct of transition to licensed markets and licensed CS facilities  

REGULATION 10.2.156   INTERPRETATION - REGISTERS  

10.2.156(1)   [ Application]  

For section 1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item 1 of the table in section 1430 of the Act.

10.2.156(2)   [ Financial journalist]  

A reference in the definition of financial journalist in subsection 879(1) of the old Corporations Act to a licensee includes a financial services licensee.

10.2.156(3)   [ Securities]  

A reference in paragraph (b) of the definition of securities in subsection 879(1) of the old Corporations Act to a securities exchange includes a licensed market for securities.

10.2.156(4)   [ Securities exchange]  

A reference in paragraph 879(2)(a) of the old Corporations Act to a securities exchange includes an operator of a licensed market for securities.

10.2.156(5)   [ Member of securities exchange]  

A reference in paragraph 879(2)(a) of the old Corporations Act to a member of a securities exchange that is recognised by that securities [ sic ] as specialising in transactions relating to odd lots of securities exchange includes a participant of a licensed market that is recognised by the market licensee in relation to that licensed market as specialising in transactions relating to odd lots of securities.

10.2.156(6)   [ Member's relevant interests]  

A reference in subsection 879(2) of the old Corporations Act to a member's relevant interests in any securities includes the interests in securities of a participant mentioned in subregulation (5).