Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 32 - Effect on product disclosure of transition to licensed markets and licensed CS facilities  

REGULATION 10.2.178   PROSPECTUS CONTENT - SPECIFIC DISCLOSURES  

10.2.178(1)   [ Application]  

For section 1444 of the Act, this regulation applies in relation to a managed investment product.

10.2.178(2)   [ Stockbroker]  

A reference in paragraph 711(4)(e) of the old Corporations Act to a stockbroker includes a financial services licensee named in the prospectus for the issue or sale as a financial services licensee that is involved in the issue or sale.