Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 13 - Regulated principals  

REGULATION 10.2.36  

10.2.36   PERSONS WHO ARE NOT COVERED BY SECTION 1433 OF THE ACT  

For subsection 1433(3) of the Act, a person who is a member of a class of persons identified in an item in Schedule 11 is not covered by section 1433 of the Act:

(a) if a period is mentioned in the item - during that period; or

(b) if there is no period mentioned in the item - while the person remains a member of that class of persons.