Corporations Regulations 2001
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
This regulation applies in relation to a financial product that:
(a) is a derivative; and
(b) is entered into, or acquired through a facility conducted in accordance with:
(i) the Corporations (Exempt Futures Market - National Wholesale Electricity) Declaration 1999 ; or
(ii) the Corporations (Exempt Futures Market) Declaration 2001 .
For paragraph 761E(7) (a) of the Act, each person who is a party to the financial product is taken to be an issuer of the financial product.
For paragraph 761E(7) (a) of the Act, subsections 761E(5) and (6) of the Act do not apply to the financial product.