Corporations Regulations 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
PART 7.9
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FINANCIAL PRODUCT DISCLOSURE AND OTHER PROVISIONS RELATING TO ISSUE AND SALE OF FINANCIAL PRODUCTS
Division 4A
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General
REGULATION 7.9.15DC
REQUIREMENT TO LODGE DOCUMENTS MENTIONED IN A PRODUCT DISCLOSURE STATEMENT WITH ASIC
7.9.15DC(1)
A document, or part of a document, mentioned in a Product Disclosure Statement that was required to be lodged with ASIC under section 1015B of the Act must be lodged with ASIC as if the document, or part of the document, were a Statement within the meaning of section 1015B of the Act.
7.9.15DC(2)
This regulation does not apply if the Product Disclosure Statement is for: (a) a standard margin lending facility; or (b) a superannuation product to which Subdivision 4.2B of Division 4 of this Part applies; or (c) a simple managed investment scheme to which Subdivision 4.2C of Division 4 of this Part applies; or (d) a simple sub-fund product to which Subdivision 4.2D of Division 4 of this Part applies.
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
A document, or part of a document, mentioned in a Product Disclosure Statement that was required to be lodged with ASIC under section 1015B of the Act must be lodged with ASIC as if the document, or part of the document, were a Statement within the meaning of section 1015B of the Act.
7.9.15DC(2)
This regulation does not apply if the Product Disclosure Statement is for: (a) a standard margin lending facility; or (b) a superannuation product to which Subdivision 4.2B of Division 4 of this Part applies; or (c) a simple managed investment scheme to which Subdivision 4.2C of Division 4 of this Part applies; or (d) a simple sub-fund product to which Subdivision 4.2D of Division 4 of this Part applies.
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