Corporations Regulations 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
PART 7.9
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FINANCIAL PRODUCT DISCLOSURE AND OTHER PROVISIONS RELATING TO ISSUE AND SALE OF FINANCIAL PRODUCTS
Division 14
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Exemptions from Parts 7.7, 7.8 and 7.9 of the Act
REGULATION 7.9.98A
7.9.98A
EXEMPTION FROM APPLICATION OF PART 7.9 OF THE ACT
For paragraph 1020G(1)(a) of the Act, Part 7.9 of the Act does not apply to a person to the extent that the person is:
(a) issuing or selling:
(b) making a recommendation to acquire:
(c) making an offer relating to the issue or sale of:
(d) advertising:
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
For paragraph 1020G(1)(a) of the Act, Part 7.9 of the Act does not apply to a person to the extent that the person is:
(a) issuing or selling:
(i) a litigation funding scheme mentioned in regulation 5C.11.01 ; or
(ii) a litigation funding arrangement mentioned in regulation 5C.11.01 ; or
(b) making a recommendation to acquire:
(i) a litigation funding scheme mentioned in regulation 5C.11.01 ; or
(ii) a litigation funding arrangement mentioned in regulation 5C.11.01 ; or
(c) making an offer relating to the issue or sale of:
(i) a litigation funding scheme mentioned in regulation 5C.11.01 ; or
(ii) a litigation funding arrangement mentioned in regulation 5C.11.01 ; or
(d) advertising:
(i) a litigation funding scheme mentioned in regulation 5C.11.01 ; or
(ii) a litigation funding arrangement mentioned in regulation 5C.11.01 .
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