Corporations Regulations 2001

CHAPTER 8A - ASIA REGION FUNDS PASSPORT  

PART 8A.4 - NOTIFIED FOREIGN PASSPORT FUNDS  

Division 4 - Providing key information in relation to notified foreign passport funds  

REGULATION 8A.4.40  

8A.4.40   REGISTER OF MEMBERS - PURPOSES FOR WHICH A PERSON MAY OBTAIN AND USE A COPY  

For the purposes of paragraph 1213K(2)(c) (and paragraph 1213L(3)(a) ) of the Act, the following purposes are prescribed:

(a) soliciting a donation from a member of a notified foreign passport fund;

(b) soliciting a member of a notified foreign passport fund by a person who is authorised to assume or use the word stockbroker or sharebroker in accordance with section 923B of the Act;

(c) gathering information about the personal wealth of a member of a notified foreign passport fund;

(d) making an offer that satisfies paragraphs 1019D(1)(a) to (d) of the Act;

(e) making an invitation that, were it an offer to purchase a financial product, would be an offer that satisfies paragraphs 1019D(1)(a) to (d) of the Act.

Note: Section 1019D of the Act deals with unsolicited offers to purchase financial products off-market.