Corporations Amendment Regulations 2002 (No. 2) (16 of 2002)
Schedule 1 Amendments commencing at 12.01 am (in the Australian Capital Territory) on 11 March 2002
[38] After subregulation 7.6.01 (3)
insert
(4) In relation to a regulated principal under Division 1 of Part 10.2 of the Act:
(a) a reference in paragraph (1) (e) or (ea) to a financial services licensee includes the regulated principal; and
(b) paragraph (a) ceases to apply at the end of the transition period in relation to the regulated principal.