Superannuation Industry (Supervision) Amendment Regulations 2002 (No. 4) (171 of 2002)
Schedule 1 Amendments
[4] After Division 2.4
insert
Division 2.5 Information on request
2.30 Application
(1) This Division applies to a superannuation entity.
(2) For subsections 31 (1), 32 (1) and 33 (1) of the Act, a requirement of this Division is a standard applicable to the operation of a superannuation entity.
2.31 Documents may be made available for inspection
It is sufficient compliance with a requirement under this Division to give information, or to give a copy of a document, to a person if:
(a) a document containing the information; or
(b) a copy of the document;
as the case requires, is made available for inspection by the person:
(c) at a suitable place (having adequate facilities for the person to inspect and photocopy the document); and
(d) during normal business hours;
or as otherwise agreed between the trustee of a superannuation entity who is required to give the information to the person, and the person.
2.32 Time for compliance
The trustee of a superannuation entity must comply with a request to give information, or a copy of a document, as soon as practicable, and in any event the trustee must make reasonable efforts to comply with the request within 1 month after receiving the request.
2.33 Specific requirements
(1) In this regulation:
concerned person has the same meaning as in section 1017C of the Corporations Act 2001.
(2) The trustee of a superannuation entity (other than a self managed superannuation fund) must give to a person (other than a concerned person), on request in writing by the person, a copy of any of the following documents (to the extent the trustee has access to the documents) specified in the request:
(a) audited accounts of the superannuation entity, together with (whether or not specifically requested) the auditor's report in relation to the accounts;
(b) for a regulated superannuation fund or approved deposit fund - a copy of the fund information that was most recently given to the members;
(c) for a PST - a copy of the information mentioned in Subdivision 5.7 of Part 7.9 of the Corporations Regulations 2001 that was most recently given to the members.