Corporations Amendment Regulations 2002 (No. 9) (282 of 2002)

Schedule 1   Amendments

5   Regulation 7.5.01, definition of reportable transaction

substitute

reportable transaction means a transaction that is entered into before or after the commencement of this Part in relation to securities, and:

(a) is or has at any time been a sale or purchase, by a participant (the first dealer ) of a participating market licensee, of securities, if the securities are quoted on a financial market of a participating market licensee when the agreement for the sale or purchase is made, and:

(i) in any case - the participating market licensee's operating rules, as in force when the agreement for the sale or purchase is made, require the first dealer to report the sale or purchase to the participating market licensee; or

(ii) if the sale or purchase is to or from, as the case may be, a participant (the second dealer ) of a participating market licensee - the last-mentioned participating market licensee's operating rules, as in force when the agreement for the sale or purchase is made, require the second dealer to report to the last-mentioned participating market licensee the purchase or sale of the securities by the second dealer from or to, as the case may be, the first dealer; or

(b) is the exercise of an option contract over securities, being an option contract that:

(i) was entered into on the financial market of a participating market licensee; and

(ii) is required, by the operating rules of Options Clearing House Pty Limited, to be reported to the participating market licensee.