ATO Interpretative Decision

ATO ID 2002/1003 (Withdrawn)

Income Tax

Capital gains tax - small business concessions - active assets - trade debtors
FOI status: may be released
  • This ATO Interpretative Decision is withdrawn as the interpretative issue is covered in Advanced Guide to Capital Gains Tax Concessions for Small Business in the section dealing with active asset test.
    This document incorporates revisions made since original publication. View its history and amending notices, if applicable.

CAUTION: This is an edited and summarised record of a Tax Office decision. This record is not published as a form of advice. It is being made available for your inspection to meet FOI requirements, because it may be used by an officer in making another decision.

This ATOID provides you with the following level of protection:

If you reasonably apply this decision in good faith to your own circumstances (which are not materially different from those described in the decision), and the decision is later found to be incorrect you will not be liable to pay any penalty or interest. However, you will be required to pay any underpaid tax (or repay any over-claimed credit, grant or benefit), provided the time limits under the law allow it. If you do intend to apply this decision to your own circumstances, you will need to ensure that the relevant provisions referred to in the decision have not been amended or repealed. You may wish to obtain further advice from the Tax Office or from a professional adviser.

Issue

Are the trade debtors of a business an active asset under section 152-40 of the Income Tax Assessment Act 1997 (ITAA 1997)?

Decision

Yes. The trade debtors of a business are an active asset under section 152-40 of the ITAA 1997.

Facts

A company carries on a business. As part of its normal operations the company makes sales on credit and issues accounts.

Whether the trade debtors of a company carrying on a business are an active asset or not may impact on whether the '80% test' in paragraph 152-40(3)(b) of the ITAA 1997, which is used to determine if the shares in the company are themselves active assets, is satisfied.

Reasons for Decision

For a CGT asset of a business to be an active asset for the purposes of Division 152 of the ITAA 1997 it must firstly satisfy one of the 'positive tests' in subsection 152-40(1) of the ITAA 1997 and then also not be excluded by one of the exceptions in subsection 152-40(4) of the ITAA 1997.

A debt is an intangible asset and is a CGT asset (section 108-5, note 1 of the ITAA 1997). Where a business makes sales on credit in the normal course of its operations the resulting trade debtors can reasonably be seen as being 'inherently connected' with that business. The trade debtors are therefore an intangible asset inherently connected with the business and hence satisfy paragraph 152-40(1)(b) of the ITAA 1997.

The question then arises as to whether the trade debtors are excluded from being an active asset by way of being a financial instrument under paragraph 152-40(4)(d) of the ITAA 1997. It is considered that trade debtors are not financial instruments but rather a business facilitation mechanism that assists in the conduct of the business.

Accordingly, the trade debtors of a business are an active asset under section 152-40 of the ITAA 1997. They can therefore be included in the '80% test' in paragraph 152-40(3)(b) of the ITAA 1997 to determine if the shares in the company carrying on the business are active assets.

Date of decision:  16 September 2002

Year of income:  Year ending 30 June 2003 Year ending 30 June 2004

Legislative References:
Income Tax Assessment Act 1997
   Section 152-40
   paragraph 152-40(1)(b)
   subsection 152-40(3)
   paragraph 152-40(3)(b)
   paragraph 152-40(4)(d)

Keywords
Capital gains
CGT small business relief
Basic conditions for relief
Small business 50% reduction
Active asset test
Controlling individual test

Business Line:  Office of the Chief Tax Counsel

Date of publication:  30 October 2002

ISSN: 1445-2782

history
  Date: Version:
  16 September 2002 Original statement
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