ATO Interpretative Decision

ATO ID 2003/286 (Withdrawn)

Income Tax

Commercial Debt Forgiveness - Forgiveness - Debt parking
FOI status: may be released
  • This ATO ID is withdrawn from the database as it is a simple restatement of the law and does not contain an interpretative decision.
    This document incorporates revisions made since original publication. View its history and amending notices, if applicable.

CAUTION: This is an edited and summarised record of a Tax Office decision. This record is not published as a form of advice. It is being made available for your inspection to meet FOI requirements, because it may be used by an officer in making another decision.

This ATOID provides you with the following level of protection:

If you reasonably apply this decision in good faith to your own circumstances (which are not materially different from those described in the decision), and the decision is later found to be incorrect you will not be liable to pay any penalty or interest. However, you will be required to pay any underpaid tax (or repay any over-claimed credit, grant or benefit), provided the time limits under the law allow it. If you do intend to apply this decision to your own circumstances, you will need to ensure that the relevant provisions referred to in the decision have not been amended or repealed. You may wish to obtain further advice from the Tax Office or from a professional adviser.

Issue

Where a commercial debt is acquired by an associate of the debtor ('new creditor') in the ordinary course of trading on a securities market, is the debt forgiven for the purposes of subsection 245-35(4) of Schedule 2C to the Income Tax Assessment Act 1936 (ITAA 1936)?

Decision

No. Subsection 245-35(4) of Schedule 2C to the ITAA 1936 does not apply as the debt was acquired by the new creditor in the ordinary course of trading on a securities market.

Facts

After 27 June 1996 a creditor sold a debt security to another person ('new creditor') in the ordinary course of trading on the Australian Stock Exchange (ASX). The new creditor is an associate of the debtor.

The debt security is a commercial debt for the purposes of section 245-25 of Schedule 2C to the ITAA 1936.

Reasons for Decision

Section 245-10 of Schedule 2C to the ITAA 1936 provides that Schedule 2C applies where a forgiveness of a commercial debt occurs after 27 June 1996.

Subsection 245-35(4) of Schedule 2C to the ITAA 1936 applies:

If:

(a)
the creditor, in relation to a debt, assigns the right to receive payment of the debt to another person (the "new creditor"); and
(b)
either:

(i)
the new creditor is an associate of the debtor; or
(ii)
......; and

(c)
the right to receive payment of the debt was not acquired by the new creditor in the ordinary course of trading on a securities market:

Paragraph 245-35(4)(a) of Schedule 2C to the ITAA 1936 applies as the sale of the debt security to the new creditor on the Australian Stock Exchange (ASX) constitutes the assignment of the right to receive payment to another person.

Paragraph 245-35(4)(b) of Schedule 2C to the ITAA 1936 applies as the new creditor is an associate of the debtor.

Subsection 245-35(6) of Schedule 2C to the ITAA 1936 defines securities market as:

'means a market, exchange or other place on which, or a facility by means of which, offers to sell, buy or exchange securities (within the meaning of Division 16E of Part III) are made or accepted'.

The sale of the debt security on the ASX is trading on a securities market for the purposes of applying paragraph 245-35(4)(c) of Schedule 2C to the ITAA 1936.

As the debt security was sold in the ordinary course of trading on a securities market, the debt is not forgiven under subsection 245-35(4) of Schedule 2C to the ITAA 1936.

Date of decision:  11 April 2003

Year of income:  Year ended 30 June 2003

Legislative References:
Tax Assessment Act 1936
   Division 16E
   section 318
   Schedule 2C
   Schedule 2C, section 245-10
   Schedule 2C, section 245-25
   Schedule 2C, subsection 245-35(4)
   Schedule 2C, paragraph 245-35(4)(a)
   Schedule 2C, paragraph 245-35(4)(b)
   Schedule 2C, paragraph 245-35(4)(c)
   Schedule 2C, subsection 245-35(6)

Keywords
Debt forgiveness
Debt waivers

Business Line:  Losses and CGT Centre of Expertise

Date of publication:  16 May 2003

ISSN: 1445-2782

history
  Date: Version:
  11 April 2003 Original statement
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