THE CORPORATIONS LAW

CHAPTER 7 - SECURITIES

PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY

Division 2 - Agreements with unlicensed persons

Subdivision A - Agreements affected

SECTION 794   CERTAIN PERSONS NOT CLIENTS  

794    A reference in this Division to a client does not include a reference to a person who is:

(a)  a dealer;

(b)  an investment adviser; or

(c)  one of 2 or more persons who together constitute a dealer or investment adviser.




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