Financial Services Reform Act 2001 (122 of 2001)

Schedule 1   Financial Services and Markets

Part 1   Main amendments

Corporations Act 2001

1   Chapter 7 - Part 7.6 - Division 9

Division 9 - Registers relating to financial services

922A Registers relating to financial services

(1) ASIC must establish and maintain one or more registers relating to financial services.

(2) The regulations may prescribe the way in which the register or registers must be established or maintained, including the details that ASIC must enter in the register or registers in respect of the following persons or bodies:

(a) financial services licensees;

(b) authorised representatives of financial services licensees;

(c) persons against whom a banning order or disqualification order under Division 8 is made;

(e) any other persons or bodies that are prescribed by regulations made for the purposes of this paragraph.

922B Inspection of Registers

(1) A person may inspect the register or registers relating to financial services established under this Division and may make copies of, or take extracts from, the register or registers.

(2) The regulations may prescribe the fees that a person must pay ASIC to do the things mentioned in subsection (1).

(3) Any disclosure necessary for the purposes of this section is authorised by this section.