Financial Services Reform Act 2001 (122 of 2001)
Schedule 1 Financial Services and Markets
Part 2 Consequential amendments
Australian Securities and Investments Commission Act 2001
71 Paragraph 43(3)(e)
Omit dealer or investment adviser, substitute person who carries on or has carried on (either alone or together with any other person or persons) a financial services business, or a representative of such a person.