Financial Services Reform Act 2001 (122 of 2001)

Schedule 1   Financial Services and Markets

Part 2   Consequential amendments

Australian Securities and Investments Commission Act 2001

71   Paragraph 43(3)(e)

Omit “dealer or investment adviser”, substitute “person who carries on or has carried on (either alone or together with any other person or persons) a financial services business, or a representative of such a person”.