CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.9 - FINANCIAL PRODUCT DISCLOSURE AND OTHER PROVISIONS RELATING TO ISSUE, SALE AND PURCHASE OF FINANCIAL PRODUCTS  

Division 5C - Information about CGS depository interests  

SECTION 1020AH   1020AH   DEFINITIONS  


In this Division:

CGS depository interest information website
means a website that is prescribed by the regulations for the purposes of this definition.

information statement
for a class of CGS depository interests means a document that:


(a) contains a statement that the document is an information statement for that class for the purposes of this Division; and


(b) contains information about all CGS depository interests of that class (whether or not it also contains information about CGS depository interests of another class); and


(c) is prepared by the Commonwealth; and


(d) is published on the CGS depository interest information website.

regulated person
, in relation to a CGS depository interest, means:


(a) an issuer of the CGS depository interest; or


(b) any financial services licensee; or


(c) any authorised representative of a financial services licensee; or


(d) any person who is not required to hold an Australian financial services licence because the person is covered by:


(i) paragraph 911A(2)(j) ; or

(ii) an exemption in regulations made for the purposes of paragraph 911A(2)(k) ; or

(iii) an exemption specified by ASIC for the purposes of paragraph 911A(2)(l) ; or


(e) any person who is required to hold an Australian financial services licence but who does not hold such a licence.


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