Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

PART 7.7 - FINANCIAL SERVICES DISCLOSURE  

Division 7 - Enforcement  

Subdivision A - Offences  

SECTION 952M  

952M   OFFENCE OF UNAUTHORISED ALTERATION OF FINANCIAL SERVICES GUIDE OR SUPPLEMENTARY FINANCIAL SERVICES GUIDE  

A person commits an offence if:

(a) the person engages in conduct that results in an alteration of a Financial Services Guide or a Supplementary Financial Services Guide that:

(i) has been prepared by or on behalf of a particular financial services licensee; or

(ii) the distribution of which by the person has been authorised by a particular financial services licensee; and

(b) the alteration results in the Financial Services Guide or Supplementary Financial Services Guide becoming defective, or more defective than it previously was; and

(c) the alteration is not made with the authority of the licensee; and

(d) the person, in purported compliance with a provision of this Part, gives the altered Financial Services Guide or Supplementary Financial Services Guide to another person.