Corporations Act 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
PART 7.7A
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BEST INTERESTS OBLIGATIONS AND REMUNERATION
Division 2
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Best interests obligations
Subdivision F
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Responsibilities of licensees under this Division
SECTION 961L
961L
LICENSEES MUST ENSURE COMPLIANCE
A financial services licensee must take reasonable steps to ensure that representatives of the licensee comply with sections 961B , 961G , 961H and 961J .
Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .
View history note
Hide history noteA financial services licensee must take reasonable steps to ensure that representatives of the licensee comply with sections 961B , 961G , 961H and 961J .
Note: This section is a civil penalty provision (see section 1317E ).
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