Corporations Regulations 2001
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
CCH note - modifying legislative instruments: The application of Pt 7.9 is affected by the following legislative instruments that commenced or were amended on or after 1 January 2022: the ASIC Corporations (Disclosure of Fees and Costs) Instrument 2019/1070.
For other legislative instruments or class orders before 1 January 2022 that affect the application of Pt 7.9, please consult the legislative instruments or class orders directly. These are reproduced in the regulatory-resources section of the company-law practice area in CCH iKnowConnect.
This Division applies in relation to: (a) superannuation products; and (b) RSAs; and (c) annuity products; and
(d) (Repealed) (e) a standard margin lending facility; and (f) a superannuation product to which Subdivision 4.2B of this Division applies; and (g) a simple managed investment scheme to which Subdivision 4.2C of Division 4 of Part 7.9 applies; and (h) a simple sub-fund product to which Subdivision 4.2D of this Division applies.
7.9.09(2)
Each of the Subdivisions of this Division has an application provision: (a) stating the types of entity in relation to which the Subdivision applies; and (b) referring to any provisions that limit or restrict the application of the Subdivision or a particular provision.
Note: Information content requirements are set out in the main provisions of section 1013D of the Act. These Regulations set out a more detailed statement of the information required under subsection 1013D(1) that the retail clients of superannuation products and RSAs would reasonably require for the purpose of making a decision whether to acquire the financial product.
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