Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

PART 7.12 - MISCELLANEOUS  

Division 3 - Other matters  

SECTION 1101GA   HOW PART 9.3 APPLIES TO BOOKS REQUIRED TO BE KEPT BY THIS CHAPTER ETC.  

1101GA(1)   [ ``Chapter 7 book'']  

In this section:

Chapter 7 book
means:


(a) a book (by whatever name it is known) that a provision of this Chapter requires to be kept; or


(b) a document lodged under, or for the purposes of, a provision of this Chapter; or


(c) a book relating to the business carried on by a financial services licensee or an authorised representative of a financial services licensee; or


(d) a register or accounting record referred to in section 1101C .

1101GA(2)   [ Application]  

Part 9.3 does not apply in relation to a Chapter 7 book except as provided in the following paragraphs:


(a) section 1303 applies to a Chapter 7 book;


(b) section 1305 , and subsections 1306(5) and (6) , apply to a Chapter 7 book as if references in section 1305 to a body corporate were instead references to a person;


(c) regulations made for the purposes of this paragraph may provide that other provisions of Part 9.3 apply in relation to a Chapter 7 book, or a class of Chapter 7 books, with such modifications (if any) as are specified in the regulations.


View surrounding sectionsView surrounding sectionsBack to top


This information is provided by CCH Australia Limited Link opens in new window. View the disclaimer and notice of copyright.