Superannuation Industry (Supervision) Regulations 1994

PART 3A - MATTERS PRESCRIBED OR SPECIFIED IN RELATION TO LICENSING OF TRUSTEES AND OF GROUPS OF INDIVIDUAL TRUSTEES  

Division 3A.3 - Applying for RSE licences  

REGULATION 3A.06   3A.06   APPLICATION FEES  


For paragraphs 29C(4)(c) and 29F(2)(c) of the Act, the following fees are prescribed:


Table
Table
Item Application Fees ($)
Non-public offer entity licence Public offer entity licence Extended public offer entity licence
1 Application for RSE licence, other than an application mentioned in items 2 to 7. 5 500 20 000 20 000
2 Application for non-public offer entity licence by an applicant that is a body corporate if: 3 500 n/a n/a
(a) the body corporate was a trustee of a registrable superannuation entity at the start of the licensing transition period; and
(b) APRA is satisfied that the asset value of all registrable superannuation entities for which the body corporate proposes to become the RSE licensee is less than $5 000 000; and
(c) item 5 does not apply.
3 Application for non-public offer entity licence by an applicant that is a group of individual trustees if: 3 500 n/a n/a
(a) any member of the group was a trustee of a registrable superannuation entity at the start of the licensing transition period; and
(b) APRA is satisfied that the asset value of all registrable superannuation entities for which the group proposes to become the RSE licensee is less than $5 000 000; and
(c) item 5 does not apply.
4 Application for non-public offer entity licence if, in the 12 months before the application is made: 2 750 n/a n/a
(a) the applicant applied for a licence of that class, for a public offer entity licence, or for an extended public offer entity licence; and
(b) that application was refused or withdrawn; and
(c) item 5 does not apply.
5 Application for non-public offer entity licence by an applicant to whom item 2 or 3 applies if, in the 12 months before the application is made: 1 750 n/a n/a
(a) the applicant applied for a licence of that class, for a public offer entity licence, or for an extended public offer entity licence; and
(b) that application was refused or withdrawn.
6 Application for public offer entity licence if, in the 12 months before the application is made: n/a 10 000 n/a
(a) the applicant applied for a licence of that class, or for an extended public offer entity licence; and
(b) that application was refused or withdrawn.
7 Application for extended public offer entity licence if, in the 12 months before the application is made: n/a n/a 10 000
(a) the applicant applied for a licence of that class, or for a public offer entity licence; and
(b) that application was refused or withdrawn.
8 Application for variation under paragraph 29F(1)(a):
(a) if the applicant already holds a non-public offer entity licence, and item 9 does not apply; or n/a 14 500 14 500
(b) if the applicant already holds a public offer entity licence; or 500 n/a 500
(c) if the applicant already holds an extended public offer entity licence. 500 500 n/a
9 Application for variation under paragraph 29F(1)(a) if: n/a 16 500 16 500
(a) the applicant already holds a non-public offer entity licence; and
(b) when the applicant applied for that licence, item 2 or 3 applied.




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