Corporations Amendment Regulations 2002 (No. 3) (41 of 2002)

Schedule 1   Amendments commencing at 12.02 am (in the Australian Capital Territory) on 11 March 2002

[135]   Regulation 10.2.207

substitute

10.2.207 Periodic statements for retail clients for financial products that have an investment component

(1) For section 1444 of the Act, this regulation applies if:

(a) a person acquired a financial product, as described in subsection 1017D (1) of the Act; and

(b) the issuer of the financial product was a regulated principal in relation to the financial product.

(2) The reporting period for the financial product, worked out in accordance with the old Corporations Act, is taken to be a reporting period for the Act.