Corporations Regulations 2001
[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
(a) a regulated superannuation fund (other than a self managed superannuation fund); and
(b) an approved deposit fund (other than an excluded approved deposit fund); and
(c) a pooled superannuation trust.
For paragraph 1017C(5) (a) of the Act, the following are prescribed documents:
(a) the governing rules of the fund or pooled superannuation trust;
(b) audited accounts of the fund or pooled superannuation trust, together with (whether or not specifically requested) the auditor's report in relation to the accounts;
(c) for a fund - the most recent actuarial report (as referred to in regulation 9.30 of the SIS Regulations) on the fund, and any subsequent written advice by an actuary to the trustee, to the extent that those documents are relevant to:
(i) the overall financial condition of the fund; or
(ii) the entitlements of a person;
(d) a copy of the fund information given under section 1017DA of the Act, or Subdivision 2.4.3 of the SIS Regulations, that was most recently given to the members;
(f) if, for a pooled superannuation trust:
(i) fund information prepared for Subdivision 5.7 of Division 5 ; or
is relevant to the pooled superannuation trust, the fund information.
(ii) information similar to fund information prepared for the SIS Regulations;
If the person requesting the information is not a concerned person or an employer-sponsor, the documents mentioned in paragraphs (1)(a) and (c) are not prescribed documents.